Collegium System of Appointing Judges: Three Judges Cases, NJAC Verdict and Reform Debate (UPSC Notes + PYQs)

Updated 9 min read2 PYQs linked
Supreme Court of India
Asked by UPSCPrelims 2019, 2013Mains 2025 (GS2)3 PYQs

UPSC has already asked about this. Read the story with these questions in mind.

See all 3 PYQs
Quick answerThe collegium is the body of senior judges that recommends appointments and transfers of judges. For the Supreme Court it is the Chief Justice of India plus the four senior-most judges; for High Courts, the Chief Justice and two senior-most judges. It is not in the Constitution; it comes from the Second (1993) and Third (1998) Judges cases.

Background: why appointments matter

Who picks the judges decides, over time, what kind of judiciary a country has. The framers wanted judges who were independent of the government of the day yet not a closed club accountable to nobody. They rejected two models: appointment by the executive alone, as in the UK of that time, and confirmation by the legislature, as in the United States, which they feared would politicise the Bench. Instead, they gave the formal power to the President, which in practice means the Union Cabinet, but tied it to “consultation” with the Chief Justice of India and other judges. For the first four decades the executive had the final word. Supersession of senior judges in 1973 and 1977 and mass transfers during the Emergency convinced many that executive primacy threatened independence. The collegium grew out of that experience, built not by Parliament but by the Supreme Court itself through interpretation.

What the Constitution says

Article 124(2) says the President appoints Supreme Court judges “after consultation with” judges as the President deems necessary, and the CJI must always be consulted for other judges. Article 217 has a similar rule for High Courts, adding the Governor.

The three Judges cases

CaseYearHeld
S.P. Gupta (First)1981“Consultation” does not mean concurrence; executive primacy
SC Advocates-on-Record Assn (Second)1993CJI’s opinion has primacy, formed with two senior judges: the collegium is born
Presidential Reference (Third)1998Collegium expanded to CJI + four senior-most judges
From consultation to collegium
  1. 1950Article 124: consultation with CJI
  2. 1981First Judges case: executive primacy
  3. 1993Second Judges case: collegium born
  4. 1998Third Judges case: CJI + four judges
  5. 201499th Amendment creates NJAC
  6. 2015Fourth Judges case strikes down NJAC

The NJAC episode

The 99th Amendment (2014) and the NJAC Act set up a six-member National Judicial Appointments Commission: the CJI, two senior judges, the Law Minister and two eminent persons. In October 2015 a five-judge bench struck it down 4-1, holding that judicial primacy in appointments protects judicial independence, a basic feature.

Criticism

  • Opaque: no published criteria or reasons for most decisions.
  • “Judges appointing judges”, which no other major democracy follows in this form.
  • Delays because the Memorandum of Procedure is still not finalised and the government sits on files.
  • Low representation of women and some regions and communities.

How the collegium works in practice

For the Supreme Court, the collegium is the CJI and the four senior-most judges. For a High Court, the proposal starts with that court’s Chief Justice and two senior-most judges, then goes through the State government and the Governor to the Union Law Ministry, which adds Intelligence Bureau inputs and sends the file to the Supreme Court collegium. The SC collegium also consults judges who come from that High Court. The government may return a name once for reconsideration; if the collegium reiterates it, the government is bound to appoint, though no time limit is fixed in the Constitution. Transfers of High Court judges and Chief Justices are decided the same way. The procedural rules are set out in the Memorandum of Procedure (MoP) of 1998-99, which the Union and the judiciary have been revising since 2015 without agreeing on a final text.

StageSupreme Court judgeHigh Court judge
Initiated byCJI and collegium of fiveHC Chief Justice and two senior-most judges
State’s roleNoneChief Minister and Governor give views
Union’s roleLaw Ministry processes; may send back onceLaw Ministry adds IB report; may send back once
Final sayCollegium on reiterationSC collegium of three senior-most on reiteration
Formal appointmentPresident under Article 124(2)President under Article 217
How a High Court judge is appointed
  1. 1HC collegium recommends names
  2. 2State government and Governor give views
  3. 3Union Law Ministry adds IB inputs
  4. 4SC collegium approves or rejects
  5. 5President issues warrant of appointment

Reform ideas

Publishing collegium resolutions (begun in 2017), a finalised Memorandum of Procedure with time limits, a permanent secretariat, written criteria, and greater diversity. Some argue for a revised NJAC with judicial majority.

How other democracies appoint judges

CountryMethodLesson for India
United StatesPresident nominates, Senate confirmsOpen hearings, but highly partisan
United KingdomIndependent Judicial Appointments Commission and a selection commission for the Supreme CourtMixed body with lay members and published criteria
South AfricaJudicial Service Commission with judges, lawyers, legislators; public interviewsTransparency through open interviews
GermanyConstitutional judges elected by the two houses with two-thirds majoritySupermajority forces consensus

No major democracy leaves appointments entirely to sitting judges. That is the core of the criticism of the collegium, but the Indian answer has been that the executive is the biggest litigant before Indian courts, so its control must be limited.

Arguments for and against the collegium

  • For: insulates appointments from political pressure; judges know the competence of lawyers and lower-court judges best; the Supreme Court held judicial primacy part of the basic structure; it has made some reforms, such as publishing resolutions and the reasons for some choices.
  • Against: no written eligibility criteria; no secretariat or record of how candidates are assessed; charges of nepotism (“uncle judges”); conflict between seniority and merit; the government delays files it dislikes, so the system is neither fully judicial nor fully accountable; diversity of gender, caste and region remains limited.

Way forward for Mains

A good Mains answer avoids choosing between “judges only” and “executive only”. It can suggest: a finalised MoP with time limits for both the collegium and the government; a permanent secretariat to maintain data on candidates; published criteria covering judgments, disposal record and integrity; consultation with the Bar; and conscious attention to diversity. If a commission is tried again, the Fourth Judges case suggests it would survive only if the judicial members keep a decisive voice. The real test is whether appointments become predictable, reasoned and timely, because vacancies directly feed the backlog of cases.

Collegium System: UPSC angle

For UPSC CSE

Prelims: composition, which case created it, 99th Amendment. Mains GS-II: judicial independence vs accountability; reform of appointments.

Collegium System UPSC PYQs (Prelims)

Questions UPSC has actually asked, from the official papers. Pick an option to check yourself.

UPSC Prelims 2019 · GS-I · Q46

Consider the following statements :
– 1. The motion to impeach a Judge of the Supreme Court of India cannot be rejected by the Speaker of the Lok Sabha as per the Judges (Inquiry) Act, 1968.
– 2. The Constitution of India defines and gives details of what constitutes 'incapacity and proved misbehaviour' of the Judges of the Supreme Court of India.
– 3. The details of the process of impeachment of the Judges of the Supreme Court of India are given in the Judges (Inquiry) Act, 1968.
– 4. If the motion for the impeachment of a Judge is taken up for voting, the law requires the motion to be backed by each House of the Parliament and supported by a majority of total membership of that House and by not less than two-thirds of total members of that House present and voting.
Which of the statements given above is/are correct?

Answer (c) & why

Under Section 3 of the Judges (Inquiry) Act, the Speaker or Chairman may admit or refuse the motion. The Constitution uses “proved misbehaviour or incapacity” but does not define them. The procedure is in the Act. Article 124(4) sets the special majority in each House.

Answer as per the official UPSC key · Battle IAS PYQ bank

UPSC Prelims 2013 · GS-I · Q2

Which one of the following statements is correct?

Answer (c) & why

The Governor holds office during the pleasure of the President (Art. 156), and the Constitution lays down no removal procedure or grounds. One person can be Governor of two or more States (7th Amendment), High Court judges are appointed by the President, and a UT Chief Minister is appointed by the President.

Answer as per the official UPSC key · Battle IAS PYQ bank

Mains PYQs on this topic

Questions from the official UPSC Mains papers (2023-2026 in the Battle IAS Mains bank), newest first. Each links to a model answer.

  1. UPSC Mains 2025 · GS Paper II · Q13 · 15 marks

    Discuss the evolution of collegium system in India. Critically examine the advantages and disadvantages of the system of appointment of the Judges of the Supreme Court of India and that of the USA.

    Model answer and approach

Quick quiz

Practice · UPSC

The collegium for Supreme Court appointments consists of

Answer (b)

Third Judges case, 1998.

Practice · UPSC

The NJAC was struck down in

Answer (b)

October 2015, 4-1.

Practice · UPSC

Which Constitutional Amendment created the NJAC?

Answer (b)

99th Amendment, 2014.

FAQs

Is the collegium system mentioned in the Constitution?

No. It developed through Supreme Court judgments in 1993 and 1998.

Who appoints Supreme Court judges?

The President, on the collegium’s recommendation.

Can the government return a collegium recommendation?

Yes, once. If the collegium reiterates the name, it is binding by convention.

What is the Memorandum of Procedure?

The document that sets out the steps for appointments; its revision has been pending since 2015.

Is the collegium mentioned in the Constitution?

No. The word does not appear in the Constitution; the system was created by the Supreme Court’s interpretation of ‘consultation’ in the Second and Third Judges cases.

Can the government reject a collegium recommendation?

It can return a name once for reconsideration. If the collegium reiterates the name, the government is bound to appoint, though in practice it sometimes delays.

What is the Memorandum of Procedure?

An agreed document between the government and the judiciary that sets out the steps, timelines and roles in appointing and transferring judges.

Spotted an error? Tell us. We correct within 48 hours.

Image: Subhashish Panigrahi, Wikimedia Commons, CC BY-SA 4.0

How to use this in Mains

GS-II

If asked: UPSC Mains 2025, GS-II: Discuss the evolution of collegium system in India. Critically examine the advantages and disadvantages of the system of appointment of the Judges of the Supreme Court of India and that of the USA.

Quote: “Opaque: no published criteria or reasons for most decisions.”

Use it: Your first criticism of the collegium.

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